Robert J. Balopole

BALOPOLE INVESTMENT MANAGEMENT

SAN MATEO, CA 94402

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CRD#: 4973734

Professional summary

Robert Joseph Balopole, who also goes by Bob Jay, is a registered financial advisor currently at BALOPOLE INVESTMENT MANAGEMENT CORPORATION located in San Mateo, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Jay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN AGENT FOR WYMAC CAPITAL, INC. THE BUSINESS IS INVESTMENT RELATED. THE ADDRESS IS 3478 BUSKIRK AVE. #260, PLEASANT HILL, CA 94523. WYMAC IS A MORTGAGE BROKER. OUR RELATIONSHIP BEGAN IN OCTOBER 2002. I DEVOTE ON AVERAGE ABOUT 2 HOURS PER MONTH TO THIS BUSINESS. I DEVOTE ZERO HOURS TO THIS BUSINESS DURING SECURITIES TRADING HOURS. I SOLICIT INDIVIDUALS WHO WANT TO REFINANCE OR OBTAIN NEW MORTGAGES, I OBTAIN MORTGAGE QUOTES AND ASSIST THEM IN APPLYING FOR A LOAN THROUGH WYMAC. I AM DULY LICENSED AS A REAL ESTATE SALESPERSON BY THE STATE OF CALIFORNIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Balopole's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2000 - Present

BALOPOLE INVESTMENT MANAGEMENT CORPORATION

Office #1: 1650 Borel Pl Ste 224, San Mateo, CA 94402

RIA

CRD#: 135621

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/21/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BALOPOLE INVESTMENT MANAGEMENT CORPORATION

CRD#: 135621 / SEC#:

California

Registered Investment Advisory firm - (8/21/2000 Approved)

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Contact information

Main Address

1611 Borel Pl Suite 1, San Mateo, CA 94402

Mailing Address

Same As Above, San Mateo, CA 94402

Phone number

(650) 574-1307

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 30,670,433

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Balopole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Balopole's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALOPOLE INVESTMENT MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Current Firm

BALOPOLE INVESTMENT MANAGEMENT CORPORATION

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALOPOLE INVESTMENT MANAGEMENT CORPORATION

TRUST BUT VERIFY

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