Michael Glen Smith
Professional Summary
Michael Glen Smith, who also goes by Michael Smith, is a registered financial advisor currently at EMERALD ADVISORS, LLC located in Bellevue, Washington. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Estate & Legacy Planning
Other Aliases
Michael Smith
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AMERIPRISE FINANCIAL SERVICES, LLC
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HUMANIZE WEALTH
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
EMERALD ADVISORS, LLC | THE SMITH GROUP MULTI FAMILY OFFICE | THE SMITH GROUP
Contact Information
Main Address
3055 112th Ave Ne Suite 206, Bellevue, WA 98004Phone Number
(425) 458-3853# of Employees
10SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
983AUM (Assets Under Management)
$941,396,697Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2026 | Cover Page | Report |
| 11/26/2025 | Cover Page | Report |
| 09/25/2024 | Cover Page | Report |
| 11/28/2023 | Cover Page | Report |
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AMERIPRISE FINANCIAL SERVICES, LLC
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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AMERIPRISE FINANCIAL SERVICES, LLC
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Primary Firm SEC Registration
EMERALD ADVISORS, LLC | THE SMITH GROUP MULTI FAMILY OFFICE | THE SMITH GROUP
State Registrations and Notice Filings
(11/1/2019)
(11/1/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Glen Smith's CRS (Customer Relationship Summary).
Services Offered by Michael
- Financial Planning
- Estate & Legacy Planning
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