Michael G. Smith
EMERALD ADVISORS | Managing Partner
Bellevue, WA 98004
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CRD#: 4973573
Professional summary
Michael Glen Smith, who also goes by Michael Smith, is a registered financial advisor currently at EMERALD ADVISORS, LLC located in Bellevue, Washington.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Philanthropic services
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
Michael Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NOV. 2019; EMERALD ADVISORS, LLC DBA THE SMITH GROUP MULTI FAMILY OFFICE, BELLEVUE, WA; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; WEALTH MANAGEMENT; MANAGING DIRECTOR; MANAGE AND COORDINATE TEAM FOR SELECT UHNW CLIENTS; DEVOTE 220 HRS/MONTH, 5 HRS DURING MARKET HOURS.
2. NOV. 2019; EMERALD ADVISORS, LLC DBA THE SMITH GROUP MULTI FAMILY OFFICE, BELLEVUE, WA; INSURANCE SALES AND SERVICES; MANAGING DIRECTOR; MANAGE AND COORDINATE TEAM FOR SELECT UHNW CLIENTS; DEVOTE 8 HRS/MONTH, .5 HRS DURING MARKET HOURS.
3. NOV. 2019; E4 INSURANCE SERVICES, FARGO, ND; INVESTMENT RELATED; INSURANCE - LIFE, ANNUITY AND HEALTH; CONTRACTOR/APPOINTED; DEVOTE 5 HOURS/MONTH DURING MARKET HOURS.
4. JAN 2019; SEATTLE CHILDREN'S HOSPITAL LEGACY COUNCIL; SEATTLE WA; NON INVESTMENT RELATED; NON PROFIT; BOARD MEMBER; FORMULATE PLANS FOR CONTINUED GROWTH OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION; DEVOTE 3 HRS/MONTH DURING MARKET HOURS.
5. JAN. 2016; EMERALD ADVISORS, LLC DBA THE SMITH GROUP MULTI FAMILY OFFICE, BELLEVUE, WA; INVESTMENT RELATED; NATIONAL ASSOCIATION OF CORPORATE DIRECTORS-MEMBER OF DBA; DEVOTE 2 HRS/MONTH DURING NON MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Glen Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2019 - Present
EMERALD ADVISORS, LLC
Office #1: 3055 112th Ave Ne Suite 206, Bellevue, WA 98004RIA
CRD#: 305125
Bellevue, WA
Past
November 1, 2019 - January 17, 2020
M. S. HOWELLS & CO.
BD
CRD#: 104100
BELLEVUE, WA
Past
January 8, 2008 - November 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BELLEVUE, WA
Past
January 8, 2008 - November 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BELLEVUE, WA
Past
August 19, 2005 - January 9, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
COLORADO SPRINGS, CO
Past
August 4, 2005 - January 9, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMERALD ADVISORS, LLC
EMERALD ADVISORS, LLC | THE SMITH GROUP MULTI FAMILY OFFICE | THE SMITH GROUP
CRD#: 305125 / SEC#: 801-117515
RIA
Registered Investment Advisory firm - (10/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/1/2019)
IAR
Washington(11/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EA
EMERALD ADVISORS, LLC
EMERALD ADVISORS, LLC | THE SMITH GROUP MULTI FAMILY OFFICE | THE SMITH GROUP
CRD#: 305125 / SEC#: 801-117515
RIA
Registered Investment Advisory firm - (10/24/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3055 112th Ave Ne Suite 206, Bellevue, WA 98004
Mailing Address
Phone number
(425) 458-3853
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 824 |
| AUM (Assets Under Management) | $ 904,398,476 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 11/28/2023 |
Red Flags
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Company Information
EMERALD ADVISORS, LLC
Managing PartnerCRD#: 305125Bellevue, WA 98004TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
