Michael F. Banasiak

OMNI WEALTH MANAGEMENT

West Des Moines, IA

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CRD#: 4973485

Professional summary

Michael Francis Banasiak, CFP® is a registered financial advisor currently at OMNI WEALTH MANAGEMENT located in West Des Moines, Iowa.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Francis Banasiak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6413

DES MOINES, IA

Past

September 29, 2005 - May 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DES MOINES, IA

Past

August 5, 2005 - May 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/12/2020)

IAR

Texas
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/4/2005

General Securities Representative Examination

Current Firm

OMNI WEALTH MANAGEMENT

OMNI WEALTH ADVISORS, LLC | OMNI WEALTH MANAGEMENT

CRD#: 307591 / SEC#:

Iowa

Registered Investment Advisory firm - (2/12/2020 Approved)

Texas

Registered Investment Advisory firm - (2/9/2021 Conditional Restricted)

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Contact information

Main Address

West Des Moines, IA

Mailing Address

6750 Westown Pkwy. Suite 200, Pmb 363, West Des Moines, IA 50266

Phone number

(515) 326-5486

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 33,628,494

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael F. Banasiak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Francis Banasiak's CRS (Customer Relationship Summary).

Certified licenses

Experience

OMNI WEALTH MANAGEMENT

IRON HORSE WEALTH MANAGEMENT, LLC

LEGACY FINANCIAL GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2005

Series 7

Date: 8/4/2005

Current Firm

OMNI WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OMNI WEALTH MANAGEMENT

TRUST BUT VERIFY

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