IO
Irma M. Oke
Some features on this profile are disabled
CRD#: 4973471
IO
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irma M Oke, who also goes by Irma M. Oke, was a registered financial professional .
Irma is a previously registered financial professional and started their career in finance in 2005. Irma had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Irma M. Oke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Universal Wealth Management Group LLC DBA Daycare accountants / 0222-present / Investment Related: No / 20028 Giant step Ter Montgomery Village MD, 20886 / Accountant / Accounting Service / Hrs. Work Monthly: 10 / Sec Trading Hrs: 1 / Financial statement, Tax Preparation, Expenses Management, budgeting. INTEGRITY MARKETING GROUP/AIMC | NOT INVESTMENT RELATED | 12/1/2020 AND 4 HRS/MONTH AND 0 DURING TRADING | INDEPENDENT AGENT OFFERING MEDICARE SUPPLEMENT TO SENIORS | 9111 CYPRESS WATERS BLVD, STE 450, DALLAS, TX 75019. BENEFIT MALL/INVESTMENT RELATED - NO/15245 SHADY GROVE RD, SUITE 320-N, ROCKVILLE MD 20850/HEALTH INSURANCE/AGENT/07.2009/2/0/MARKET HEALTH INSURANCE#10;#10; UNIVERSAL WEALTH MGMT GROUP LLC; 09/16/2015; NOT RELATED; 20028 GIANTSTEP TERR, MONTGOMERY VILLAGE, MD 20886; OWNER; 20 HRS/MO; 0 TRADING; GENERAL ACCOUNTING AND BOOKKEEPING SERVCIES; IT HAS NOT STARTED YET,I AM WAITING ON TFA APPROVAL. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION / INVESTMENT RELATED: NO / 8301 EAST PRENTICE AVE. #312 GREENWOOD, CO 80111 / COLLEGE CONSULTANT / 3/2019 / HOURS PER MONTH 4 / HOURS DURING SECURITIES TRADING 4 / HIFE WILL HELP TO INCREASE MY REFERRALS FOR WFG BUSINESS TRANSAMERICA EMPLOYEE BENEFITS / emp dates: 0320 TO PRESENT/ INVESTMENT RELATED: NO /address: 4333 EDGEWOOD ROAD NE CEDAR RAPIDS, IA 52499/ position: PRODUCER / nature of business: EMPLOYEE BENEFITS /hrs work monthly: 1/Sec trading hrs: 0/ duties: WANT TO PROVIDE GROUP LIFE INSURANCE Jackson Hewitt/No/12619 Wisteria Dr Germantown MD 20874/Tax Preparer / Tax Preparation 12/07/2021 30/1/tax preparation / approved with restrictions LSPN PRO, LLC / INVESTMENT RELATED - NO / 100 STATE STREET, STE B, LINDON UT 84042 / INDEPENDENT REP - REFERRING POTENTIAL CLIENTS / HOURS PER MONTH: 5 / HOURS DURING SECURITIES TRADING HOURS: 1 / APPROVED WITH RESTRICTIONS IMETRO INSURANCE GROUP LLCPOSITION: Independent Contractor NATURE: Property and Casualty INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2023 ADDRESS: 404 Pine St, SE # 205, Vienna VA 22180, United States DESCRIPTION: Auto and Home insurance | Approved RELENTLESS LEADERSHIP DEVELOPMENT LLC POSITION: DIRECTOR NATURE: OPERATION, MARKETING AND ADMIN SERVICES FOR MY WFG BUSINESS INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2023 ADDRESS: 20028 GIANTSTEP TER, MONTGOMERY VILLAGE MD 20886, United States DESCRIPTION: I WILL OVERSEE THE ACTIVITIES OF THE STAFF WHICH WILL CONSIST OF FOLLOW UP ON POLICIES AND TEAM MEMBERS, MAKING CALLS TO MY CLIENTS AND TEAM, REGISTERING NEW RECRUITS AND HELPING THEM WITH GETTING LICENSES, ATTENDING TRAININGS, FAST START, OPERATION, MARKETING AND ADMINISTRATIVE SERVICE TO PROMOTE MY WFG BUSINESS. THE STAFF WILL HELP ME RUN MY WFG BUSINESS AS THE BUSINESS GROWS. INTUIT, INC. POSITION: Bookkeeper NATURE: Accounting and Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2023 ADDRESS: 2700 Coast Ave. #11, Mountain View CA 94043, United States DESCRIPTION: Bookkeeper for Intuit.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 12, 2012 - April 3, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
COLUMBIA, MD
Past
November 12, 2012 - April 3, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
COLUMBIA, MD
Past
April 14, 2009 - December 31, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ROCKVILLE, MD
Past
August 9, 2005 - November 26, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
