Jay Lee
CFP®Professional Summary
Jay Lee, CFP®, who also goes by Jay Won Lee, is a registered financial advisor currently at BALLASTER FINANCIAL located in Jersey City, New Jersey. Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jay has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Investment Management
- Cashflow & Budgeting
- Estate & Legacy Planning
Specializations
Biography
Based in Jersey City, serving clients nationwide
Other Aliases
Jay Won Lee
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
BALLASTER FINANCIAL | BALLASTER FINANCIAL LLC
Contact Information
Main Address
Jersey City, NJPhone Number
(973) 544-8061# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
131AUM (Assets Under Management)
$21,831,814Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/15/2023)
(10/18/2021)
(3/3/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jay Lee's CRS (Customer Relationship Summary).
Services Offered by Jay
- Financial Planning
- Investment Management
- Cashflow & Budgeting
- Estate & Legacy Planning
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