MW
Mary Ruth Wilson
JANNEY MONTGOMERY SCOTT LLC
Dubois, PA 15801
Some features on this profile are disabled
CRD#: 4973425
MW
Professional summary
Mary Ruth Wilson, who also goes by Mary Ruth Keown, Mary Ruth Wilson, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Dubois, Pennsylvania.
Mary Ruth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mary Ruth has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Ruth Keown | Mary Ruth Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tri County Church of God, Du Bois, PA. Chairman of Board: Duties: Implementation and oversight of church governance including financial oversight, policy creation/oversight and strategic planning. Lead Pastor oversight and guidance. Organizing and coordinating board meetings or other meetings and activities. Not compensated, 10 hrs./month, not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Ruth Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Ruth Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2016 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 630 Division Street Suite 1, Dubois, PA 15801RIA
BD
CRD#: 463
Dubois, PA
Current
May 23, 2016 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 630 Division Street Suite 1, Dubois, PA 15801RIA
BD
CRD#: 463
Dubois, PA
Past
October 14, 2015 - May 19, 2016
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
Dubois, PA
Past
October 14, 2015 - May 19, 2016
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
Dubois, PA
Past
June 7, 2010 - October 16, 2015
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
DUBOIS, PA
Past
May 28, 2010 - October 16, 2015
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
DUBOIS, PA
Past
January 11, 2008 - June 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
DUBOIS, PA
Past
January 11, 2008 - June 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
DUBOIS, PA
Past
May 11, 2007 - January 8, 2008
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DUBOIS, PA
Past
April 5, 2007 - January 8, 2008
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DUBOIS, PA
Past
August 12, 2005 - March 30, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
REYNOLDSVILLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/27/2018)
RR
Colorado(12/27/2018)
RR
Delaware(3/5/2019)
RR
District of Columbia(9/22/2022)
RR
Florida(5/23/2016)
RR
Georgia(12/27/2018)
RR
Idaho(9/23/2021)
RR
Indiana(8/8/2022)
RR
Maine(5/30/2024)
RR
Maryland(12/27/2018)
RR
New Jersey(12/27/2018)
RR
New York(12/27/2018)
RR
North Carolina(2/1/2018)
RR
Ohio(1/2/2019)
RR
Oklahoma(5/30/2024)
RR
Oregon(3/24/2025)
RR
Pennsylvania(5/23/2016)
IAR
Pennsylvania(5/23/2016)
RR
South Carolina(12/27/2018)
RR
Texas(12/27/2018)
IAR
Texas(4/14/2021)
RR
Virginia(5/23/2016)
RR
Washington(12/27/2018)
RR
West Virginia(12/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
