JL
Juan C. Lorenzo
WELCY CAPITAL ADVISORS LLC
Maplewood, NJ
Some features on this profile are disabled
CRD#: 4973380
JL
Professional summary
Juan Carlos Lorenzo, who also goes by Juan C Lorenzo, is a registered financial advisor currently at WELCY CAPITAL ADVISORS LLC located in Maplewood, New Jersey.
Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Juan has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Juan C Lorenzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of 02/01/2019, Mr. Juan Lorenzo is a Member of the Board of Advisors of the University of Oregon, Charles H. Lundquist School of Business located in Eugene OR. He devotes 1 hour a month during non business hours and 0 during business hours. Not investment related. Salter Place Partners LLC, 03/23, New Jersey, manager, not-investment related, 1 hours a month during non-business hours and 0 during business hours, previously utilized for consulting, currently a non-operating company. Ganadera Lorenzo, S.A., Republic of Panama, 01/2009, member of the board of directors, non-investment related. Approximately 2 hours per month, not during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Juan Carlos Lorenzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2025 - Present
WELCY CAPITAL ADVISORS LLC
RIA
CRD#: 154782
Maplewood, NJ
Past
September 10, 2019 - March 22, 2023
JEFFERIES LLC
BD
CRD#: 2347
NEW YORK, NY
Past
February 26, 2007 - September 24, 2019
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
August 19, 2005 - February 16, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WELCY CAPITAL ADVISORS LLC
LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC
CRD#: 154782 / SEC#: 801-130588
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Florida
Registered Investment Advisory firm - (7/17/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
WC
WELCY CAPITAL ADVISORS LLC
LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC
CRD#: 154782 / SEC#: 801-130588
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Florida
Registered Investment Advisory firm - (7/17/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1101 Brickell Avenue Suite 1600, Miami, FL 33131
Mailing Address
Phone number
(786) 353-0036
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 183,631,565 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/05/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
