Juan C. Lorenzo

WELCY CAPITAL ADVISORS

Maplewood, NJ

CRD#: 4973380

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Professional summary

Juan Carlos Lorenzo, who also goes by Juan C Lorenzo, is a registered financial advisor currently at WELCY CAPITAL ADVISORS LLC located in Maplewood, New Jersey.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Juan has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan C Lorenzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Lorenzo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2025 - Present

WELCY CAPITAL ADVISORS LLC

RIA

CRD#: 154782

Maplewood, NJ

Past

September 10, 2019 - March 22, 2023

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

February 26, 2007 - September 24, 2019

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

August 19, 2005 - February 16, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELCY CAPITAL ADVISORS LLC

LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC

CRD#: 154782 / SEC#: 801-130588

RIA

Registered Investment Advisory firm - (6/28/2024 Approved)

Florida

Registered Investment Advisory firm - (7/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/28/2026

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/28/2026

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2005

General Securities Representative Examination

Current Firm

WELCY CAPITAL ADVISORS LLC

LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC

CRD#: 154782 / SEC#: 801-130588

RIA

Registered Investment Advisory firm - (6/28/2024 Approved)

Florida

Registered Investment Advisory firm - (7/17/2024 Terminated)

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Contact information

Main Address

1101 Brickell Avenue Suite 1600, Miami, FL 33131

Mailing Address

Phone number

(786) 353-0036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELCY CAPITAL ADVISORS LLC (1/23/2026)

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 183,631,565

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/09/2026	Cover Page	Report
03/05/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Juan C. Lorenzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Lorenzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES LLC

GOLDMAN SACHS & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

WELCY CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2025

Series 63

Date: 10/11/2005

Series 7TO

Date: 1/28/2026

Series 79TO

Date: 1/28/2026

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2005

Current Firm

WELCY CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WELCY CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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