Caroline Menuet Prince
Professional Summary
Caroline Menuet Prince, who also goes by Caroline Menuet Scott, Caroline Menuet Scott Emmons, was a registered financial advisor. Caroline was a previously registered financial professional and started their career in finance 2007 - 2021. Caroline had worked at 2 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Caroline Menuet Scott, Caroline Menuet Scott Emmons
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
MOWELL FINANCIAL GROUP INC | MOWELL FINANCIAL GROUP, NA | MOWELL FINANCIAL GROUP, INC. | MOWELL FINANCIAL GROUP NA CORP
Contact Information
Main Address
407 East 6th Avenue, Tallahassee, FL 32303Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2024About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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