Anthony Nikaj
Professional summary
Anthony Nikaj is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2005. Anthony has worked at 7 firms and has passed the Series 63, Series 66, Series 3, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Nikaj's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206May 5, 2022 - April 3, 2025
PIMCO INVESTMENTS LLC
May 2, 2009 - October 12, 2010
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - October 12, 2010
CHASE INVESTMENT SERVICES CORP.
July 2, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
July 1, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
May 29, 2007 - July 10, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - July 10, 2008
CITIGROUP GLOBAL MARKETS INC.
March 26, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
March 26, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 30, 2005 - April 4, 2007
UBS FINANCIAL SERVICES INC.
August 11, 2005 - April 4, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2025)
(4/14/2025)
(4/14/2025)
(4/14/2025)
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(4/14/2025)
Exams
Series 7TO
Date: 5/5/2022
General Securities Representative ExaminationFINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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