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PT

Paul Tomashevsky

SEALION CAPITAL
INDIANAPOLIS, IN 46202
Some features on this profile are disabled
CRD#: 4973351
PT

Professional summary


Paul Tomashevsky, who also goes by Pavel Tomashevskiy, is a registered financial professional currently at SEALION CAPITAL, LLC located in Indianapolis, Indiana.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2006. Paul has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pavel Tomashevskiy

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul Tomashevsky's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 27, 2020 - Present

SEALION CAPITAL, LLC

Office #1: 1606 N New Jersey Street, Indianapolis, IN 46202
BD
CRD#: 171807
INDIANAPOLIS, IN
Past

April 27, 2016 - February 19, 2019

ZENITH SECURITIES LLC

BD
CRD#: 138135
Port Washington, NY
Past

May 4, 2015 - January 14, 2016

CLARKSONS SECURITIES, INC

BD
CRD#: 30882
NEW YORK, NY
Past

July 3, 2014 - October 1, 2015

D/B/A CLARKSONS PLATOU SECURITIES

BD
CRD#: 113325
NEW YORK, NY
Past

October 9, 2008 - July 25, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 7, 2006 - June 19, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/27/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 9/7/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SEALION CAPITAL, LLC
RMK CAPITAL | SEALION CAPITAL, LLC | RMK MARITIME CAPITAL, LLC

CRD#: 171807 / SEC#: , 8-69480

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1606 N New Jersey Street, Indianapolis, IN 46202
Mailing Address
1606 N New Jersey Street, Indianapolis, IN 46202
Phone number
(646) 470-9017
Established
Delaware since 01/21/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KIRK, MICHAEL THOMASCHIEF EXECUTIVE OFFICER4440333
MOTYKA, EMILY SUZANNECHIEF COMPLIANCE OFFICER6640288
MTK CAPITAL, LLCOWNER
TUCKER, CLARK BOMARFINOP1977842

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEALION CAPITAL, LLC

CRD#: 171807Indianapolis, IN 46202

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