CR
Clark J. Ryan
VERITAS CAPITAL SECURITIES L.L.C.
New York, NY 10019
Some features on this profile are disabled
CRD#: 4972656
CR
Professional summary
Clark Joseph Ryan is a registered financial professional currently at VERITAS CAPITAL SECURITIES L.L.C. located in New York, New York.
Clark is registered as a RR (Registered Representative) and started their career in finance in 2005. Clark has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Clark Joseph Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2023 - Present
VERITAS CAPITAL SECURITIES L.L.C.
Office #1: 9 West 57th St Floor 31st, New York, NY 10019BD
CRD#: 323755
New York, NY
Past
May 16, 2007 - September 15, 2020
MACQUARIE CAPITAL (USA) INC.
BD
CRD#: 36368
NEW YORK, NY
Past
August 30, 2005 - April 23, 2007
GIULIANI CAPITAL ADVISORS LLC
BD
CRD#: 111140
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2023)
RR
Alaska(10/4/2023)
RR
Arizona(10/17/2023)
RR
Arkansas(10/9/2023)
RR
California(9/21/2023)
RR
Colorado(10/11/2023)
RR
Connecticut(9/21/2023)
RR
Delaware(10/6/2023)
RR
District of Columbia(10/30/2023)
RR
Georgia(9/21/2023)
RR
Hawaii(11/24/2023)
RR
Idaho(9/20/2023)
RR
Illinois(11/8/2023)
RR
Iowa(9/22/2023)
RR
Kansas(10/12/2023)
RR
Kentucky(9/26/2023)
RR
Louisiana(9/26/2023)
RR
Maine(9/25/2023)
RR
Maryland(10/6/2023)
RR
Massachusetts(5/24/2024)
RR
Michigan(9/20/2023)
RR
Minnesota(2/1/2024)
RR
Mississippi(9/20/2023)
RR
Missouri(2/5/2024)
RR
Montana(10/11/2023)
RR
Nebraska(11/20/2023)
RR
Nevada(9/27/2023)
RR
New Hampshire(10/20/2023)
RR
New Jersey(11/16/2023)
RR
New Mexico(10/4/2023)
RR
New York(9/19/2023)
RR
North Carolina(9/26/2023)
RR
North Dakota(9/25/2023)
RR
Ohio(9/18/2023)
RR
Oklahoma(9/21/2023)
RR
Oregon(9/29/2023)
RR
Pennsylvania(9/21/2023)
RR
Puerto Rico(10/30/2023)
RR
Rhode Island(9/20/2023)
RR
South Carolina(9/22/2023)
RR
South Dakota(9/20/2023)
RR
Tennessee(9/29/2023)
RR
Texas(10/6/2023)
RR
Utah(9/18/2023)
RR
Vermont(9/28/2023)
RR
Virgin Islands(1/4/2024)
RR
Virginia(9/20/2023)
RR
Washington(9/20/2023)
RR
West Virginia(10/16/2023)
RR
Wisconsin(9/21/2023)
RR
Wyoming(9/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VERITAS CAPITAL SECURITIES L.L.C.
VERITAS CAPITAL SECURITIES L.L.C. | VERITAS CAPITAL SECURITIES, LLC | VERITAS CAPITAL SECURITIES, L.L.C
CRD#: 323755 / SEC#: , 8-71002
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
9 West 57th St, Floor 31st, New York, NY 10019
Mailing Address
9 West 57th St, Floor 32 Nd, New York, NY 10019
Phone number
(212) 415-6700
Established
Delaware since 09/20/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
