Burton S. Wiand

ASPEN GROVE CAPITAL

Avon, CO 81620

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CRD#: 4972634

Professional summary

Burton Snyder Wiand, CPWA®, who also goes by Buster Wiand, is a registered financial advisor currently at ASPEN GROVE CAPITAL, LLC located in Avon, Colorado.

Burton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Burton has worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Buster Wiand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Burton Snyder Wiand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2016-06-09

Expire date: 2024-04-30

Experience

Current

May 30, 2023 - Present

ASPEN GROVE CAPITAL, LLC

Office #1: 90 Benchmark Road Suite 201, Avon, CO 81620

RIA

CRD#: 158166

Avon, CO

Past

February 8, 2017 - May 18, 2023

YALE CAPITAL CORP.

RIA

CRD#: 126992

ST. PETERSBURG, FL

Past

October 3, 2012 - February 6, 2017

GFS PRIVATE WEALTH

RIA

CRD#: 164467

CLEARWATER, FL

Past

September 23, 2011 - October 1, 2012

RBC CAPITAL MARKETS, LLC

CRD#: 31194

TAMPA, FL

Past

September 22, 2011 - October 1, 2012

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

TAMPA, FL

Past

June 28, 2010 - August 1, 2011

SPENCER INTERNATIONAL ADVISORS INC

RIA

CRD#: 106714

CLEARWATER, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN GROVE CAPITAL, LLC

CRD#: 158166 / SEC#: 801-78138

RIA

Registered Investment Advisory firm - (5/31/2013 Approved)

Colorado

Registered Investment Advisory firm - (6/20/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/3/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/22/2011

General Securities Representative Examination

Current Firm

ASPEN GROVE CAPITAL, LLC

CRD#: 158166 / SEC#: 801-78138

RIA

Registered Investment Advisory firm - (5/31/2013 Approved)

Colorado

Registered Investment Advisory firm - (6/20/2013 Terminated)

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Contact information

Main Address

90 Benchmark Road Suite 201, Avon, CO 81620

Mailing Address

P.o. Box 9389, Avon, CO 81620

Phone number

(970) 688-4188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,970
AUM (Assets Under Management)	$ 5,801,564,475

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/15/2025	Cover Page	Report
11/13/2024	Cover Page	Report
12/11/2023	Cover Page	Report
09/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Burton S. Wiand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Burton Snyder Wiand's CRS (Customer Relationship Summary).

Certified licenses

Experience

YALE CAPITAL CORP.

GFS PRIVATE WEALTH

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

SPENCER INTERNATIONAL ADVISORS INC

Primary Firm SEC Registration

ASPEN GROVE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2011

Series 65

Date: 5/3/2010

Series 7

Date: 9/22/2011

Current Firm

ASPEN GROVE CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASPEN GROVE CAPITAL, LLC

TRUST BUT VERIFY

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