NK
Nathan Kistler
SANTANDER SECURITIES LLC
Easton, PA 18045
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CRD#: 4972543
NK
Professional summary
Nathan Kistler, who also goes by Nathan John Kistler, Nathan Kistler, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Easton, Pennsylvania.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nathan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan John Kistler | Nathan Kistler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Kistler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathan Kistler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2020 - Present
SANTANDER SECURITIES LLC
Office #1: 3120 William Penn Highway, Easton, PA 18045Office #2: 100 North Third Street, Easton, PA 18042Office #3: 1701 Chew Street, Allentown, PA 18104Office #4: 1215 Chestnut Street, Emmaus, PA 18049Office #5: 1240 Third Street, Whitehall, PA 18052Office #6: 924 Eaton Avenue, Bethlehem, PA 18018Office #7: 240 South 3rd Street, Coopersburg, PA 18036RIA
BD
CRD#: 41791
Easton, PA
Current
June 11, 2020 - Present
SANTANDER SECURITIES LLC
Office #1: 3120 William Penn Highway, Easton, PA 18045Office #2: 100 North Third Street, Easton, PA 18042Office #3: 1701 Chew Street, Allentown, PA 18104Office #4: 1215 Chestnut Street, Emmaus, PA 18049Office #5: 1240 Third Street, Whitehall, PA 18052Office #6: 924 Eaton Avenue, Bethlehem, PA 18018Office #7: 240 South 3rd Street, Coopersburg, PA 18036RIA
BD
CRD#: 41791
Easton, PA
Past
March 20, 2017 - May 22, 2020
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Allentown, PA
Past
March 20, 2017 - May 22, 2020
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Allentown, PA
Past
June 18, 2013 - March 13, 2017
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
NORTH WALES, PA
Past
May 8, 2012 - March 13, 2017
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
NORTH WALES, PA
Past
April 13, 2011 - February 10, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
TREXLERTOWN, PA
Past
May 2, 2006 - March 25, 2011
M&T SECURITIES, INC.
BD
CRD#: 17358
BETHLEHEM, PA
Past
July 28, 2005 - January 12, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 28, 2005 - January 12, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/25/2022)
RR
New Jersey(4/25/2022)
RR
New York(12/5/2022)
RR
North Carolina(6/22/2023)
RR
Pennsylvania(6/11/2020)
IAR
Pennsylvania(6/11/2020)
RR
Virginia(4/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Easton, PA 18045TRUST BUT VERIFY
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