Thomas W. Anderton
626 FINANCIAL
Portage, MI 49024
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CRD#: 4972508
Professional summary
Thomas William Anderton, CFP® is a registered financial advisor currently at 626 FINANCIAL, LLC located in Portage, Michigan.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Community Access Management I & III; Investment Related: Yes; 925 4th Avenue, Seattle WA 98104; Nature of Business: Venture Fund; Owner; Start Date: 12/17/21; Hrs/month: 5; Investor Relations and admin 2) Licensed Independent Insurance Agent; Investment Related; 7950 Moorsbridge Rd #103, Portage, MI 49024; Selling commissionable insurance products; 10hrs per month 3) Timeless Properties Detroit; Not Investment Related; 7950 Moorsbridge Rd, Ste 103, Portage MI 49024; Property Management; Chief Financial Officer; Owner; 2/22/016; 10 hours per month; Manage finances and financial strategy 4) Detroit Properties; Not Investment Related; 7950 Moorsbridge Rd, Ste 103, Portage MI 49024; Property Management; Chief Financial Officer; Owner; 2/22/016; 10 hours per month; Manage finances and financial strategy 5) Kalamazoo Real Estate Properties; Not Investment Related; 7950 MOORSBRIDGE RD, Ste 103, PORTAGE, MI. 49024; 3/1/2018; Chief Financial Officer; Owner and Property Management. 6) Western Michigan University; Not Investment Related; 1903 W Michigan Ave, Kalamazoo, MI. 49008; 1/9/2023; Adjunct Professor; 12 hours per month for 4 months; 0 hours during securities trading hours 7) AL Opportunities Fund 1 MM LLC; Investment Related; 7950 Moorsbridge Rd, Ste 107, Portage MI, 49024; Private Fund; Owner; 5 hours per month, 1 hour during securities trading hours; Organizing and helping to operate the fund focused on Assisted Living and Memory Care facilities 8) Thomas William & Rachel Kay Anderton Trust; Investment Related: No; 1481 S Crooked Lake Dr. Kalamazoo MI 49009; Owner; .5 hours per month 9) Woodbridge Commons Condo Association; Investment Related: No; 7950 MOORSBRIDGE RD, Ste 100, Ste 103, Portage, MI. 49024; Manage properties in the association that our building and lot are located in; Board Member; .25 hours per month 10) 626 Foundation; Investment Related: No; 7950 MOORSBRIDGE RD, Ste 103, Portage, MI. 49024; Donating a portion of fees to this foundation annually. We will figure out with time how we will make charitable gifts; Position: President of the Board; Since 1/12/2023; 1 Hour/Month; Organize, operate, and help decide the amount that will be donated and where. 11) Univix LLC; Investment Related: No; 141 E Michigan Ave, 601, Kalamazoo, MI. 49006; Nature: Univix is an energy storage company focused on selling battery systems and installing solar systems with battery storage; Position: Advisory Board; Since 11/25/2024; 1 Hour/ Month; Helping organize the company for their first equity raise and helping them raise the funds. 12) Cedar Rapids Legacy Property, LLC; Investment Related: Yes; 141 Michigan Ave, Ste 205, Kalamazoo, MI. 49008; Investment in a 48-unit apartment building; Member; Since 3/31/2023; Less than 1 Hour per Month; I helped raise capital for the venture but the only capital I raised was my own. 13) Belcrest Apartments LLC; Investment Related: No; 656 St. Clair Avenue, Gross Point, MI. 48230; Owner; Since 9/28/2022; 1 Hour/Month; Advisor on financial and planning matters.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
March 31, 2021 - Present
626 FINANCIAL, LLC
Office #1: 7950 Moorsbridge Road Suite 104, Portage, MI 49024RIA
CRD#: 306474
Portage, MI
Past
February 22, 2018 - September 16, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORTAGE, MI
Past
February 22, 2018 - September 16, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
PORTAGE, MI
Past
January 22, 2007 - February 23, 2018
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
KALAMAZOO, MI
Past
August 11, 2006 - February 23, 2018
OPPENHEIMER & CO. INC.
BD
CRD#: 249
KALAMAZOO, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
6F
626 FINANCIAL, LLC
626 FINANCIAL | 626 FINANCIAL, LLC
CRD#: 306474 / SEC#: 801-120219
RIA
Registered Investment Advisory firm - (1/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(3/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
6F
626 FINANCIAL, LLC
626 FINANCIAL | 626 FINANCIAL, LLC
CRD#: 306474 / SEC#: 801-120219
RIA
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Contact information
Main Address
7950 Moorsbridge Road Suite 104, Portage, MI 49024
Mailing Address
Phone number
(269) 321-5040
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,179 |
| AUM (Assets Under Management) | $ 326,426,686 |
Red Flags
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Company Information
626 FINANCIAL, LLC
CRD#: 306474Portage, MI 49024TRUST BUT VERIFY
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