David L. Rogers

BLUEPRINT FINANCIAL ADVISORS

Tampa, FL 33626

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CRD#: 4972305

Professional summary

David L Rogers, CFP®, who also goes by David Loren Rogers, is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in Tampa, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 10 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Loren Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Business: Blueprint Insurance Services; Address: 1250 Revolution Mills Dr. Ste 150 Greensboro, NC 28760; Activity Type: Licensed Insurance Agent; Title: Licensed Insurance Agent; Investment Related: No; Start Date: 6/17/2024; Hours per month devoted to this business: 0-1; Hours per month devoted to this business during trading hours: 0-1; Description of duties: Licensed Insurance Agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 21, 2024 - Present

BLUEPRINT FINANCIAL ADVISORS

Office #1: 100 South Ashley Drive Suite 1140, Tampa, FL 33626

RIA

CRD#: 315570

Tampa, FL

Past

October 11, 2022 - June 6, 2024

EDWARD JONES

RIA

CRD#: 250

TAMPA, FL

Past

September 4, 2022 - June 6, 2024

EDWARD JONES

CRD#: 250

TAMPA, FL

Past

January 2, 2018 - May 11, 2020

BB&T SECURITIES, LLC

RIA

CRD#: 142785

TAMPA, FL

Past

January 2, 2018 - May 11, 2020

BB&T SECURITIES, LLC

CRD#: 142785

TAMPA, FL

Past

November 28, 2017 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

TAMPA, FL

Past

October 16, 2017 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

TAMPA, FL

Past

February 11, 2015 - October 5, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

October 17, 2011 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

TAMPA, FL

Past

October 5, 2011 - July 29, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

TAMPA, FL

Past

September 3, 2008 - June 20, 2011

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

August 27, 2008 - June 20, 2011

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

February 8, 2006 - May 4, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

February 8, 2006 - May 4, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Past

July 25, 2005 - November 14, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

LOS ANGELES, CA

Past

July 20, 2005 - November 14, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUEPRINT FINANCIAL ADVISORS

CRD#: 315570 / SEC#: 801-121848

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/12/2024)

IAR

North Carolina
(6/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2005

General Securities Representative Examination

Current Firm

BLUEPRINT FINANCIAL ADVISORS

CRD#: 315570 / SEC#: 801-121848

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

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Contact information

Main Address

1100 Kenilworth Ave Suite 210, Charlotte, NC 28204

Mailing Address

Phone number

(844) 200-2568

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFA FORM ADV 2A (JULY 15, 2025) (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,298
AUM (Assets Under Management)	$ 201,503,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David L. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

SANFORD C. BERNSTEIN & CO., LLC

ALLIANCEBERNSTEIN L.P.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

BLUEPRINT FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2022

Series 7TO

Date: 9/3/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2005

Current Firm

BLUEPRINT FINANCIAL ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUEPRINT FINANCIAL ADVISORS

TRUST BUT VERIFY

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