Andre Phillips
Professional summary
Andre Phillips, who also goes by Andre Miles Howe, Andre Miles Phillips, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Frisco, Texas.
Andre is registered as a RR (Registered Representative) and started their career in finance in 2005. Andre has worked at 6 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andre Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2020 - Present
NYLIFE SECURITIES LLC
Office #1: 2600 Network Blvd. Suite 130, Frisco, TX 75034January 23, 2009 - November 2, 2010
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - November 2, 2010
SECURITIES AMERICA, INC.
December 6, 2006 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
December 6, 2006 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
February 10, 2006 - July 5, 2006
CENTAURUS FINANCIAL, INC.
November 4, 2005 - July 5, 2006
CENTAURUS FINANCIAL, INC.
August 1, 2005 - August 18, 2005
WELLS FARGO INVESTMENTS, LLC
July 21, 2005 - August 18, 2005
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2025)
(1/7/2021)
(4/28/2022)
(3/10/2021)
(5/1/2024)
(3/10/2021)
(1/5/2021)
(3/10/2021)
(9/13/2021)
Exams
Series 6TO
Date: 12/7/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Frisco, TX 75034TRUST BUT VERIFY
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