Ryan M. Shannon

R.M. SHANNON WEALTH MANAGEMENT

ST. PAUL, MN 55104

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CRD#: 4972217

Professional summary

Ryan Michael Shannon, CFP®, who also goes by Ryan Shannon, is a registered financial advisor currently at R.M. SHANNON WEALTH MANAGEMENT, LLC located in St. Paul, Minnesota.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ryan has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Biography

I am trained to manage a client’s wealth in areas of portfolio & risk management and planning for taxes & personal legacy.  I believe my job starts with getting to know my client. Familiarity with your career, family, priorities, and goals will show me how to best put your assets to work.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Insurance Planning

Tax Planning

Investment Planning

Business Succession Planning

Estate Planning

Retirement Planning

Employee and Employer Plan Ben...

Retirement Income Management

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Entrepreneurs

Investment Advice with Ongoing...

Real Estate Investments

Socially Responsible Investmen...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Ryan Shannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Shannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

April 5, 2018 - Present

R.M. SHANNON WEALTH MANAGEMENT, LLC

Office #1: 1595 Selby Avenue Suite 302, St. Paul, MN 55104

RIA

CRD#: 290718

ST. PAUL, MN

Past

July 25, 2005 - June 15, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/5/2018)

IAR

North Dakota
(5/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/23/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

R.M. SHANNON WEALTH MANAGEMENT, LLC

CRD#: 290718 / SEC#:

Minnesota

Registered Investment Advisory firm - (4/5/2018 Approved)

North Dakota

Registered Investment Advisory firm - (4/18/2018 Approved)

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Contact information

Main Address

1595 Selby Avenue Suite 302, St. Paul, MN 55104

Mailing Address

Phone number

(651) 321-4620

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	121
AUM (Assets Under Management)	$ 24,865,350

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan M. Shannon

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Shannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

R.M. SHANNON WEALTH MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/2005

Series 6

Date: 7/23/2005

Current Firm

R.M. SHANNON WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

R.M. SHANNON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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