CA
Christopher W. Arthur
RDA FINANCIAL NETWORK
Coralville, IA
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CRD#: 4972165
CA
Professional summary
Christopher Wayne Arthur, who also goes by Chris Arthur, is a registered financial advisor currently at RDA FINANCIAL NETWORK located in Coralville, Iowa and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Coralville, Iowa.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Arthur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) RDA FINANCIAL NETWORK - INSURANCE AGENT - NON-VARIABLE INSURANCE - CORALVILLE, IA - SINCE 07/2016 - INVESTMENT RELATED 2.) RDA FINANCIAL NETWORK - INVESTMENT ADVISOR REPRESENTATIVE - NAME OF RIA I UTILIZE - CORALVILLE, IA - SINCE 07/2016 - INVESTMENT RELATED 3.) CHRISTOPHER ARTHUR - LANDLORD - RENTAL PROPERTY - CORALVILLE, IA - SINCE 07/2018 - INVESTMENT RELATED 4.) ASCENT ADVISORY SOLUTIONS - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - CORALVILLE, IA - SINCE 06/2021 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Wayne Arthur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2008 - Present
RDA FINANCIAL NETWORK
RIA
CRD#: 147309
Coralville, IA
Current
July 15, 2016 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
BD
CRD#: 20804
CORALVILLE, IA
Past
October 10, 2007 - July 10, 2008
STONEFIELD INVESTMENT ADVISORY, INC.
RIA
CRD#: 113802
CEDAR RAPIDS, IA
Past
September 8, 2006 - July 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
MASON CITY, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/15/2016)
RR
Florida(7/15/2016)
RR
Illinois(7/15/2016)
IAR
Iowa(5/19/2008)
RR
Iowa(7/15/2016)
IAR
Louisiana(2/25/2025)
RR
New York(8/2/2022)
RR
Ohio(11/14/2023)
RR
Oregon(12/20/2021)
RR
Texas(12/20/2021)
IAR
Texas(12/6/2022)
RR
Wisconsin(7/15/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 Reed Street Suite #2, Akron, IA 51001
Mailing Address
321 Reed Street Suite #2, Akron, IA 51001
Phone number
(888) 300-4975
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 578,744,853 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
