Alejandro Feely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alejandro Feely was a registered financial professional .
Alejandro is a previously registered financial professional and started their career in finance in 2006. Alejandro had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2021 - July 2, 2026
BTIG, LLC
September 8, 2016 - September 30, 2021
BROWNSTONE INVESTMENT GROUP, LLC
August 20, 2012 - November 4, 2015
MORGAN STANLEY & CO. LLC
September 28, 2009 - May 24, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
September 22, 2008 - December 2, 2008
BARCLAYS CAPITAL INC.
August 30, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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