Allison J. Donahue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Joy Baker Donahue, who also goes by Allison Joy Baker, Allison Joy Donahue, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2005. Allison had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2012 - March 12, 2014
BROOKWOOD SECURITIES PARTNERS, LLC
June 29, 2009 - August 6, 2010
FSP INVESTMENTS LLC
January 23, 2008 - April 13, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 16, 2008 - April 13, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 2, 2007 - January 22, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - January 22, 2008
MORGAN STANLEY & CO. LLC
April 19, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
April 19, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
July 21, 2005 - March 30, 2006
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187 / SEC#: , 8-46627
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
