David Warner Clarke Jr
Professional Summary
David Warner Clarke Jr, who also goes by David Warner Clarke, David Warner Clarke Jr., is a registered financial advisor currently at BOUCHEY FINANCIAL GROUP, LTD. located in Troy, New York. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Warner Clarke Jr, David Warner Clarke, David Warner Clarke Jr.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BOUCHEY FINANCIAL GROUP LTD | BOUCHEY FINANCIAL GROUP, LTD.
Contact Information
Main Address
1819 Fifth Avenue, Troy, NY 12180-3302Phone Number
(518) 720-3333# of Employees
21SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,359AUM (Assets Under Management)
$1,606,520,371Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BOUCHEY FINANCIAL GROUP LTD | BOUCHEY FINANCIAL GROUP, LTD.
State Registrations and Notice Filings
(8/5/2026)
(11/26/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2024About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2024About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Warner Clarke Jr's CRS (Customer Relationship Summary).
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