David W. Clarke
Professional summary
David Warner Clarke, who also goes by Dave Warner Clarke, is a registered financial advisor currently at BOUCHEY FINANCIAL GROUP LTD located in Troy, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Warner Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2021 - Present
BOUCHEY FINANCIAL GROUP LTD
Office #1: 1819 Fifth Avenue, Troy, NY 12180-3302July 6, 2012 - October 27, 2020
GOLDMAN SACHS & CO. LLC
September 1, 2011 - June 21, 2012
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
BOUCHEY FINANCIAL GROUP LTD
CRD#: 111824 / SEC#: 801-51979
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/26/2021)
Exams
Series 7TO
Date: 4/24/2024
General Securities Representative ExaminationCurrent Firm
BOUCHEY FINANCIAL GROUP LTD
CRD#: 111824 / SEC#: 801-51979
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,157 |
| AUM (Assets Under Management) | $ 1,403,262,152 |
Red Flags
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