Adrian P. Sales

ALBOURNE AMERICA LLC

NORWALK, CT 06853

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CRD#: 4970690

Professional summary

Adrian Paul Alan Sales is a registered financial advisor currently at ALBOURNE AMERICA LLC located in Norwalk, Connecticut.

Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Adrian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Paul Alan Sales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2005 - Present

ALBOURNE AMERICA LLC

Office #1: 105 Rowayton Avenue, Norwalk, CT 06853

RIA

CRD#: 126582

NORWALK, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALBOURNE AMERICA LLC

CRD#: 126582 / SEC#: 801-66613

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

California

Registered Investment Advisory firm - (4/27/2006 Terminated)

New York

Registered Investment Advisory firm - (4/25/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/28/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2005

Uniform Investment Adviser Law Examination

Current Firm

ALBOURNE AMERICA LLC

CRD#: 126582 / SEC#: 801-66613

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

California

Registered Investment Advisory firm - (4/27/2006 Terminated)

New York

Registered Investment Advisory firm - (4/25/2006 Terminated)

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Contact information

Main Address

425 California Street Suite 2400, San Francisco, CA 94104

Mailing Address

Phone number

(415) 489-7200

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALBOURNE AMERICA LLC FORM ADV PART 2A (9/26/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adrian P. Sales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Paul Alan Sales's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALBOURNE AMERICA LLC

Primary Firm SEC Registration

ALBOURNE AMERICA LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2005

Current Firm

ALBOURNE AMERICA LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ALBOURNE AMERICA LLC

TRUST BUT VERIFY

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