Jaime L. Shelton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Leigh Shelton was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 2005. Jaime had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2017 - June 27, 2019
SAXONY SECURITIES, INC.
January 2, 2015 - December 12, 2016
SAXONY SECURITIES, INC.
January 5, 2011 - December 31, 2014
PURSHE KAPLAN STERLING INVESTMENTS
January 11, 2010 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 27, 2009 - December 31, 2009
PARK AVENUE SECURITIES LLC
September 26, 2005 - January 6, 2009
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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