Richard A. Matthews

MATTHEWS WEALTH MANAGEMENT LLC

Greenville, SC 29601

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CRD#: 4970587

Professional summary

Richard Alan Matthews is a registered financial advisor currently at MATTHEWS WEALTH MANAGEMENT LLC located in Greenville, South Carolina.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Richard has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

114 N. Main St, LLC; Not investment related; Address: 114 N. Main St, , Fountain Inn, SC. 29644; Commercial Property; Managing Member; Start Date: 8/19/2022; 1 hour per month; Manage lease and incidentals of property leased to a retail business. 400 N. Main St, LLC; Not investment related; 400 N. Main St, , Fountain Inn, SC. 29644; Ownership of building located at 400 N. Main St. Fountain Inn, SC 29644, leased to Matthews Wealth Management.; Managing Member; Start Date: 8/22/2024, 1 hour per month, Manage lease and incidentals of property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alan Matthews's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

MATTHEWS WEALTH MANAGEMENT LLC

Office #1: 330 E. Coffee Street, Greenville, SC 29601

RIA

CRD#: 291443

Greenville, SC

Past

October 6, 2015 - March 8, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Greenville, SC

Past

August 6, 2015 - January 4, 2018

SEACREST WEALTH MANAGEMENT, LLC

RIA

CRD#: 147092

GREENVILLE, SC

Past

June 24, 2011 - August 25, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

GREENVILLE, SC

Past

June 15, 2011 - August 25, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

GREENVILLE, SC

Past

February 26, 2008 - November 23, 2010

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

HIGH POINT, NC

Past

February 14, 2008 - November 23, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

HIGH POINT, NC

Past

July 18, 2005 - February 26, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HIGH POINT, NC

Past

July 13, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 13, 2005 - February 26, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HIGH POINT, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/23/2018)

IAR

South Carolina
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/2008

General Securities Principal Examination

Current Firm

MATTHEWS WEALTH MANAGEMENT LLC

CRD#: 291443 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/22/2018 Approved)

South Carolina

Registered Investment Advisory firm - (1/2/2018 Approved)

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Contact information

Main Address

330 E. Coffee Street, Greenville, SC 29601

Mailing Address

Phone number

(864) 527-5982

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 36,892,079

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard A. Matthews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alan Matthews's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SEACREST WEALTH MANAGEMENT, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2005

SIE

Date: 3/8/2017

Series 7

Date: 7/12/2005

Series 24

Date: 12/23/2008

Current Firm

MATTHEWS WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MATTHEWS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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