Bryan W. Dillman

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CRD#: 4970416

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bryan Wayne Dillman was a registered financial professional .

Bryan is a previously registered financial professional and started their career in finance in 2005. Bryan had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT (Property & Casualty & Life Insurance); DBA - Tactical Insurance Advisors - 211 S 3rd St. Goshen, IN 46526; START DATE 06/2021; Owner APPROXIMATELY 70% OF TIME

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 28, 2022 - November 21, 2022

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Goshen, IN

Past

October 16, 2012 - February 3, 2022

BFC PLANNING, INC.

RIA

CRD#: 119682

GOSHEN, IN

Past

October 11, 2012 - February 3, 2022

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

GOSHEN, IN

Past

September 18, 2012 - October 5, 2012

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

ELKHART, IN

Past

September 18, 2012 - October 5, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

ELKHART, IN

Past

May 31, 2007 - September 24, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ELKHART, IN

Past

May 31, 2007 - September 24, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ELKHART, IN

Past

September 12, 2005 - June 1, 2007

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

KOKOMO, IN

Past

September 1, 2005 - June 1, 2007

CFD INVESTMENTS, INC.

CRD#: 25427

KOKOMO, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/1/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan W. Dillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BFC PLANNING, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2005

Series 63

Date: 8/17/2005

SIE

Date: 10/1/2018

Series 6

Date: 8/1/2005

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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