Kara B. Hieser

PARK + ELM INVESTMENT ADVISERS

Carmel, IN 46032

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CRD#: 4970376

Professional summary

Kara Beth Hieser, who also goes by Kara Beth Comer, is a registered financial advisor currently at PARK + ELM INVESTMENT ADVISERS located in Carmel, Indiana.

Kara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kara has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kara Beth Comer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara Beth Hieser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2008 - Present

PARK + ELM INVESTMENT ADVISERS

Office #1: 571 Monon Blvd. Suite 200, Carmel, IN 46032

RIA

CRD#: 146233

Carmel, IN

Past

June 7, 2005 - February 8, 2008

WEBB FINANCIAL ADVISORS

RIA

CRD#: 122658

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/12/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2003

Uniform Investment Adviser Law Examination

Current Firm

P+

PARK + ELM INVESTMENT ADVISERS

CRD#: 146233 / SEC#: 801-68791

RIA

Registered Investment Advisory firm - (4/22/2010 Terminated)

Illinois

Registered Investment Advisory firm - (10/23/2025 Termination Requested)

Indiana

Registered Investment Advisory firm - (4/20/2010 Approved)

Ohio

Registered Investment Advisory firm - (12/15/2015 Approved)

Texas

Registered Investment Advisory firm - (12/2/2014 Terminated)

Washington

Registered Investment Advisory firm - (2/3/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

571 Monon Blvd. Suite 200, Carmel, IN 46032

Mailing Address

Phone number

(855) 727-5356

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	547
AUM (Assets Under Management)	$ 70,012,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kara B. Hieser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara Beth Hieser's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK + ELM INVESTMENT ADVISERS

WEBB FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2003

Current Firm

PARK + ELM INVESTMENT ADVISERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARK + ELM INVESTMENT ADVISERS

TRUST BUT VERIFY

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