Michele Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Long, who also goes by Michele Dene Beachner, Michele Dene' Beachner, Michele Dene Long, Michele Dene' Long, Michele Dene Purtle, Michele Dene' Purtle, Michele Dene' Purtle, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 2009. Michele had worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2021 - December 31, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
May 8, 2019 - November 4, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
May 2, 2019 - November 4, 2020
ALLSTATE FINANCIAL SERVICES, LLC
January 2, 2018 - March 20, 2019
CETERA INVESTMENT ADVISERS LLC
January 2, 2018 - March 20, 2019
CETERA INVESTMENT SERVICES LLC
May 1, 2017 - December 31, 2017
INVEST FINANCIAL CORPORATION
May 1, 2017 - December 31, 2017
INVEST FINANCIAL CORPORATION
September 19, 2016 - April 28, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
September 2, 2014 - September 1, 2016
COMMERCE BROKERAGE SERVICES, INC.
September 2, 2014 - September 1, 2016
COMMERCE BROKERAGE SERVICES, INC.
August 22, 2013 - August 25, 2014
UBS FINANCIAL SERVICES INC.
August 22, 2013 - August 25, 2014
UBS FINANCIAL SERVICES INC.
December 13, 2012 - August 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 13, 2012 - August 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 19, 2011 - January 4, 2013
BANCWEST INVESTMENT SERVICES, INC.
April 19, 2011 - January 4, 2013
BANCWEST INVESTMENT SERVICES, INC.
November 18, 2009 - April 18, 2011
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
