Michael P. Agurkis
COMMONWEALTH FINANCIAL PLANNERS
Roswell, GA 30075
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CRD#: 4969895
Professional summary
Michael Patrick Agurkis, CFP® is a registered financial advisor currently at COMMONWEALTH FINANCIAL PLANNERS INC located in Roswell, Georgia and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Roswell, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: CommonWealth Financial Planners Inc. Address: 1033 Canton St, Roswell, GA, 30075, United States Activity Type: Independent RIA Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CCO, office management, financial planning & asset management. (2)Name of Business: Rotary Club of Roswell Address: 10495 Woodstock Rd, Roswell, GA, 30075, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 07/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manage Finances - Monitor the clubs income, expenses, and bank transactions.\nMaintain Records - Monitor financial records and review the account reconciliation.\nReport Financials - Provide regular financial updates to the board and members.\nCollect Dues & Pay Bills - Ensure timely collection of dues and payment of expenses.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Agurkis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
April 2, 2014 - Present
COMMONWEALTH FINANCIAL PLANNERS INC
Office #1: 1033 Canton Street, Roswell, GA 30075RIA
CRD#: 106831
Roswell, GA
Current
October 9, 2006 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 1033 Canton Street, Roswell, GA 30075BD
CRD#: 6694
Roswell, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMMONWEALTH FINANCIAL PLANNERS INC
COMMONWEALTH FINANCIAL PLANNERS INC
CRD#: 106831 / SEC#: 801-112991
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)Georgia
Registered Investment Advisory firm - (5/2/2018 Terminated)Texas
Registered Investment Advisory firm - (5/2/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2014)
RR
Arizona(2/3/2023)
RR
Arkansas(4/23/2019)
RR
Colorado(3/4/2021)
RR
District of Columbia(1/9/2014)
RR
Florida(1/9/2014)
RR
Georgia(1/9/2007)
IAR
Georgia(4/2/2014)
RR
Illinois(1/9/2014)
RR
Indiana(2/13/2018)
RR
Kansas(12/20/2021)
RR
Maryland(1/9/2014)
RR
Mississippi(1/9/2014)
RR
New Jersey(7/26/2022)
RR
New York(9/5/2025)
RR
North Carolina(1/10/2014)
RR
Pennsylvania(4/27/2023)
RR
South Carolina(1/9/2014)
RR
Texas(1/9/2014)
IAR
Texas(4/8/2014)
RR
Virgin Islands(1/3/2017)
RR
Washington(1/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COMMONWEALTH FINANCIAL PLANNERS INC
COMMONWEALTH FINANCIAL PLANNERS INC
CRD#: 106831 / SEC#: 801-112991
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)Georgia
Registered Investment Advisory firm - (5/2/2018 Terminated)Texas
Registered Investment Advisory firm - (5/2/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1033 Canton Street, Roswell, GA 30075
Mailing Address
Phone number
(770) 399-6644
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 314 |
| AUM (Assets Under Management) | $ 203,578,162 |
Red Flags
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