Michael C. Apostolides
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Christopher Apostolides, who also goes by Michael Apostolides, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2018 - August 16, 2019
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
August 1, 2013 - August 3, 2016
J.P. MORGAN SECURITIES LLC
January 15, 2008 - September 5, 2008
MORGAN STANLEY & CO. LLC
January 15, 2008 - September 5, 2008
MORGAN STANLEY & CO. LLC
November 5, 2007 - January 4, 2008
MORGAN STANLEY & CO. LLC
April 10, 2006 - January 4, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD#: 135131 / SEC#: , 8-66889
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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