DS
Deborah A. Stackpole
STONECREST ADVISORS
BAYVILLE, NJ
Some features on this profile are disabled
CRD#: 4969850
DS
Professional summary
Deborah Ann Stackpole, who also goes by Deborah Brown, Deborah Nmn Stackpole, Deborah Stackpole, is a registered financial advisor currently at STONECREST ADVISORS, INC. located in Bayville, New Jersey and STONECREST CAPITAL MARKETS, INC. located in Austin, Texas.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Deborah has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deborah Brown | Deborah Nmn Stackpole | Deborah Stackpole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Stonecrest Advisors; Investment related: Yes; Address: 45 N Broad St. Suite 401 Ridgewood, NJ 07450; Nature: Investment Adviser; Position: Investment Adviser; Start Date: 10/16; Hours/month: 15; During Trading Hours: 15; Duties: Investment Adviser 2. Name: AKTT Financial Group LLC; Investment related: No; Address: 1010 Balsam Dr. Bayville, NJ 08721; Nature: Payroll and expenses; Position: Owner; Start Date: 05/2005; Hours/month: <1; During Trading Hours: 0; Duties: Owner
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Ann Stackpole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2016 - Present
STONECREST ADVISORS, INC.
RIA
CRD#: 142095
BAYVILLE, NJ
Current
September 6, 2016 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 300 W. 6th Street Suite 1550, Austin, TX 78701BD
CRD#: 39616
AUSTIN, TX
Past
August 26, 2008 - August 19, 2016
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
RIA
CRD#: 128716
PARAMUS, NJ
Past
November 29, 2006 - August 23, 2016
OSAIC WEALTH, INC.
BD
CRD#: 23131
PARAMUS, NJ
Past
September 23, 2005 - December 4, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
BD
CRD#: 7996
PARAMUS, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/21/2017)
RR
California(9/29/2016)
RR
Connecticut(9/6/2016)
RR
Delaware(3/7/2022)
RR
Florida(3/19/2019)
RR
Louisiana(3/14/2022)
RR
Maine(5/13/2022)
RR
Nevada(8/9/2021)
RR
New Jersey(9/6/2016)
IAR
New Jersey(10/18/2016)
RR
New York(10/8/2019)
IAR
New York(3/9/2021)
RR
Oklahoma(9/21/2021)
IAR
Pennsylvania(6/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 West 6th Street Suite 1550, Austin, TX 78701-4666
Mailing Address
Phone number
(866) 342-1069
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 155,297,658 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
