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Scott W. Simons
RIDGELINE WEALTH PLANNING LLC
Centerville, OH 45458
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CRD#: 4969653
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Professional summary
Scott W Simons, CFP® is a registered financial advisor currently at RIDGELINE WEALTH PLANNING LLC located in Centerville, Ohio.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Scott has worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scott W Simons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
October 2, 2020 - Present
RIDGELINE WEALTH PLANNING LLC
Office #1: 1700 Lyons Road, Suite B, Centerville, OH 45458RIA
CRD#: 307702
Centerville, OH
Past
October 24, 2013 - October 19, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
SPRINGBORO, OH
Past
June 24, 2008 - October 24, 2013
FINTEGRA, LLC
BD
CRD#: 16741
SPRINGBORO, OH
Past
August 9, 2007 - November 2, 2020
FINANCIAL COUNSELING, INC.
RIA
CRD#: 119969
SPRINGBORO, OH
Past
April 7, 2006 - July 1, 2008
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
SPRINGBORO, OH
Past
July 14, 2005 - April 6, 2006
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
KETTERING, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIDGELINE WEALTH PLANNING LLC
RIDGELINE WEALTH PLANNING LLC | SIMONS WEALTH COUNSEL LLC
CRD#: 307702 / SEC#: 801-129850
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)California
Registered Investment Advisory firm - (7/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/17/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/9/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/18/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/18/2024 Terminated)Texas
Registered Investment Advisory firm - (6/17/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(10/2/2020)
IAR
Texas(10/2/2020)
Exams
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RIDGELINE WEALTH PLANNING LLC
RIDGELINE WEALTH PLANNING LLC | SIMONS WEALTH COUNSEL LLC
CRD#: 307702 / SEC#: 801-129850
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)California
Registered Investment Advisory firm - (7/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/17/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/9/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/18/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/18/2024 Terminated)Texas
Registered Investment Advisory firm - (6/17/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Lyons Road, Suite B, Centerville, OH 45458
Mailing Address
Phone number
(937) 739-3744
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,249 |
| AUM (Assets Under Management) | $ 200,476,930 |
Red Flags
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Company Information
RIDGELINE WEALTH PLANNING LLC
CRD#: 307702Centerville, OH 45458TRUST BUT VERIFY
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