Angelo J. Coglianese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelo John Coglianese was a registered financial professional .
Angelo is a previously registered financial professional and started their career in finance in 1973. Angelo had worked at 10 firms and has passed the Series 63, SIE, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2012 - October 14, 2016
FIRST TRUST PORTFOLIOS L.P.
February 6, 2007 - April 17, 2012
MORGAN KEEGAN & COMPANY, LLC
March 2, 1998 - December 11, 2006
RBC CAPITAL MARKETS, LLC
November 14, 1994 - March 2, 1998
DAIN RAUSCHER INCORPORATED
April 15, 1987 - March 25, 1991
MF GLOBAL INC.
April 5, 1982 - November 14, 1994
CLAYTON BROWN & ASSOCIATES, INC.
September 16, 1977 - December 22, 1983
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
May 13, 1976 - April 4, 1977
SPENCER TRASK & CO. INCORPORATED
January 24, 1973 - August 27, 1976
HALSEY, STUART & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 7/9/1982
Interest Rate Options ExaminationSeries 1
Date: 1/17/1973
Registered Representative ExaminationCurrent Firm
FIRST TRUST PORTFOLIOS L.P.
CRD#: 28519 / SEC#: , 8-43843
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRACE PARTNERS OF DUPAGE L.P. | LIMITED PARTNER | |
| BOWEN, JAMES ALLEN | CHIEF EXECUTIVE OFFICER | 1123316 |
| BOWEN, MARISA ANN | MANAGING DIRECTOR | 1949032 |
| DYKAS, JAMES MARTIN | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | 2264809 |
| JACKSON, ERIK SOREN | CHIEF COMPLIANCE OFFICER | 2950559 |
| JARDINE, WILLIAM SCOTT | GENERAL COUNSEL | 2609233 |
| MCGAREL, DAVID GERARD | MANAGING DIRECTOR | 2945880 |
| MCGAREL, DAVID GERARD | CHIEF OPERATING OFFICER | 2945880 |
| ROGGENSACK, ANDREW SCOTT | PRESIDENT | 1582059 |
| THE CHARGER CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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