Elias P. Bachmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elias Peter Bachmann, CFA, who also goes by Elias Bachmann, was a registered financial professional .
Elias is a previously registered financial professional and started their career in finance in 2005. Elias had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2009 - August 13, 2025
BSW WEALTH PARTNERS
September 16, 2005 - October 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
June 29, 2005 - October 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
BSW WEALTH PARTNERS
CRD#: 107485 / SEC#: 801-45532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BSW WEALTH PARTNERS
CRD#: 107485 / SEC#: 801-45532
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 1,978,314,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
