David S. Merkur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Merkur was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - May 29, 2020
LADDER CAPITAL SECURITIES LLC
September 2, 2008 - April 26, 2010
MORGAN JOSEPH TRIARTISAN CAPITAL LLC
August 23, 2006 - August 12, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/6/2024
General Securities Representative ExaminationCurrent Firm
LADDER CAPITAL SECURITIES LLC
CRD#: 151403 / SEC#: , 8-68368
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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