Thomas P. Chapman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Paul Chapman, who also goes by Tom Chapman, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2005. Thomas had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2016 - December 31, 2021
VELOCITY NORTH INVESTMENTS, INC.
February 19, 2014 - August 24, 2016
QUARTERMASTER WEALTH MANAGEMENT, LLC
September 9, 2011 - October 23, 2013
QUESTAR ASSET MANAGEMENT, INC.
September 9, 2011 - October 23, 2013
QUESTAR CAPITAL CORPORATION
May 31, 2011 - February 2, 2012
LOGOS WEALTH ADVISORS, INC.
April 30, 2010 - April 7, 2011
MML INVESTORS SERVICES, LLC
January 28, 2010 - April 7, 2011
MML INVESTORS SERVICES, LLC
May 8, 2008 - January 29, 2010
EAGLE STRATEGIES LLC
August 3, 2005 - January 29, 2010
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
VELOCITY NORTH INVESTMENTS, INC.
CRD#: 284685 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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