Description of Principal Fees & Costs: Fees for our Asset Management Services are charged based on a percentage of assets under management, billed in advance on a quarterly calendar basis, and calculated based on the fair market value of your account as of the last business day of the previous billing period. The annual fee for asset management services will not exceed 1.85%. The exact percentage-based fee charged to your account(s) will be based on both the nature and total dollar asset value of the account(s). Because our fee is based upon the value of your account(s), we have an incentive to recommend that you increase the level of assets in your account(s). We utilize a “wrap fee” program, which means that the fee you pay us covers both our advisory services and the transaction fees imposed by the broker-dealer. Since a wrap fee program covers transaction expenses it tends to be higher than non-wrap fee alternatives. You will also be charged internal fees and expenses by the mutual funds and ETFs we invest in within your account assets.

If you are an Asset Management Services client, you will not be charged a separate or stand-alone fee for Financial Planning (Specialized Services) . Financial planning services for non-Asset Management clients are provided under a fixed fee arrangement (ranging between $1,500 and $30,000). Fees are negotiable depending on the complexity of the client’s financial situation, the actual services requested and the Allworth investment adviser representative providing the services. One-half of the quoted fee is due in advance with the remainder due upon completion of the services. Any fees we charge for financial planning Allworth Financial, L.P. Date of Form ADV Part 3: April 2023 services will not cover the costs associated with implementing any recommendations we may make. You will not incur an annual investment advisory fee for Variable Annuity Sub-Account Management due to the commissions earned by your investment adviser representative in his or her separate capacity as a registered representative of AW Securities and an insurance agent. For our Qualified Retirement Plan Consulting Services, there is no direct charge to the plan participant; rather, we charge the retirement plan sponsor an investment advisory fee.

Additional Information: You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying. For more information about the fees we charge and the other fees and expenses you will incur, please see Item 5 of Form ADV Part 2A and Item 4 of Form ADV Part 2A: Appendix 1.

ALLWORTH FINANCIAL, L.P.

SACRAMENTO, CA 95826

Kim Elise Deleeuw

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