Xavier J. Pol

EMPOWER ADVISORY GROUP

HERMITAGE, TN

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CRD#: 4968515

Professional summary

Xavier Jose Pol, who also goes by Xavier J Pol, Xavier Pol, Xavier Jose Pol, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Hermitage, Tennessee and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Xavier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Xavier has worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Xavier J Pol | Xavier Pol | Xavier Jose Pol

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Xavier Jose Pol's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

HERMITAGE, TN

Current

October 20, 2025 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

July 30, 2025 - September 29, 2025

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Clarksville, TN

Past

May 23, 2025 - September 29, 2025

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Clarksville, TN

Past

February 1, 2023 - March 19, 2025

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

Nashville, TN

Past

November 19, 2019 - January 9, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

September 11, 2019 - October 10, 2019

EDWARD JONES

RIA

CRD#: 250

Hermitage, TN

Past

August 12, 2019 - October 10, 2019

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

February 19, 2016 - September 20, 2018

AUGUSTAR DISTRIBUTORS, INC.

CRD#: 41081

CINCINNATI, OH

Past

September 15, 2015 - November 19, 2015

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

DENVER, CO

Past

May 6, 2015 - June 16, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NASHVILLE, TN

Past

July 1, 2014 - April 14, 2015

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

HENDERSONVILLE, TN

Past

July 15, 2013 - July 7, 2014

NEW ENGLAND SECURITIES

CRD#: 615

BRENTWOOD, TN

Past

May 7, 2008 - March 8, 2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

October 5, 2007 - January 31, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ENGLEWOOD, CO

Past

October 4, 2007 - January 31, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ENGLEWOOD, CO

Past

January 26, 2006 - July 23, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTMINSTER, CO

Past

January 26, 2006 - July 23, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTMINSTER, CO

Past

September 26, 2005 - December 6, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DENVER, CO

Past

August 5, 2005 - December 6, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 5, 2005 - December 6, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/20/2025)

Alaska
(10/20/2025)

Arizona
(10/20/2025)

Arkansas
(10/20/2025)

California
(10/20/2025)

Connecticut
(10/20/2025)

Delaware
(10/20/2025)

Georgia
(10/20/2025)

Hawaii
(10/20/2025)

Idaho
(10/20/2025)

Illinois
(10/20/2025)

Indiana
(10/20/2025)

Iowa
(10/20/2025)

Kansas
(10/20/2025)

Kentucky
(10/20/2025)

Maine
(10/20/2025)

Massachusetts
(10/20/2025)

Michigan
(10/20/2025)

Minnesota
(10/20/2025)

Mississippi
(10/20/2025)

Missouri
(10/20/2025)

Montana
(10/20/2025)

Nebraska
(10/20/2025)

Nevada
(10/20/2025)

New Hampshire
(10/20/2025)

New Jersey
(10/20/2025)

New Mexico
(10/20/2025)

New York
(10/20/2025)

North Carolina
(10/20/2025)

North Dakota
(10/20/2025)

Oklahoma
(10/20/2025)

Oregon
(10/20/2025)

Pennsylvania
(10/20/2025)

Rhode Island
(10/20/2025)

South Carolina
(10/20/2025)

South Dakota
(10/20/2025)

Tennessee
(10/20/2025)

IAR

Tennessee
(2/11/2026)

Texas
(10/20/2025)

Utah
(10/20/2025)

Vermont
(10/20/2025)

Virginia
(10/20/2025)

Washington
(10/20/2025)

West Virginia
(10/20/2025)

Wisconsin
(10/20/2025)

Wyoming
(10/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2025

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Xavier J. Pol

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Xavier Jose Pol's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

EDWARD JONES

AUGUSTAR DISTRIBUTORS, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

NEW ENGLAND SECURITIES

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2025

SIE

Date: 9/20/2018

Series 7

Date: 8/4/2005

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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