Owen C. Weihman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Owen Cooper Weihman, who also goes by Owen C Weihman, was a registered financial professional .
Owen is a previously registered financial professional and started their career in finance in 2006. Owen had worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2023 - December 18, 2025
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
October 29, 2021 - August 2, 2023
RUBICON CAPITAL ADVISORS
October 1, 2014 - February 10, 2016
UNITED FIRST PARTNERS LLC
August 13, 2007 - August 25, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 22, 2006 - June 11, 2007
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/1/2022
General Securities Representative ExaminationSeries 79TO
Date: 10/22/2021
Investment Banking Registered Representative ExaminationCurrent Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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