John R. Keller
Professional summary
John Robert Keller is a registered financial advisor currently at STEPHENS INVESTMENT MANAGEMENT GROUP, LLC located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2014 - Present
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
Office #1: 9 Greenway Plaza, Houston, TX 77046February 7, 2014 - December 22, 2023
STEPHENS
September 3, 2009 - December 22, 2023
STEPHENS
June 29, 2005 - August 13, 2009
JOHNSON RICE & COMPANY L.L.C.
Primary Firm SEC Registration
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
CRD#: 136369 / SEC#: 801-64675
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2014)
Exams
Current Firm
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
CRD#: 136369 / SEC#: 801-64675
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 7,637,388,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2025 | ||
| 02/07/2024 | ||
| 11/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
