AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JF

Jeffrey R. Feldman

RIVERNORTH CAPITAL MANAGEMENT
Chicago, IL 60607
CRD#: 4967977
Some features on this profile are disabled
JF
Jeffrey Ryan FeldmanRIVERNORTH CAPITAL MANAGEMENT

Professional summary

Jeffrey Ryan Feldman, who also goes by Jeffrey Feldman, is a registered financial advisor currently at RIVERNORTH CAPITAL MANAGEMENT, LLC located in Chicago, Illinois and ALPS DISTRIBUTORS, INC. located in West Palm Beach, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 3 firms and has passed the Series 65, Series 57TO, SIE and Series 7 exams.

Aliases

Jeffrey Feldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ryan Feldman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

RIVERNORTH CAPITAL MANAGEMENT, LLC

Office #1: 433 W. Van Buren Suite 1100-d, Chicago, IL 60607
RIA
CRD#: 122020
Chicago, IL
Current

October 30, 2024 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 360 South Rosemary Avenue Suite 1420, West Palm Beach, FL 33401
BD
CRD#: 16853
West Palm Beach, FL
Past

September 26, 2005 - April 12, 2024

WOLVERINE TRADING, LLC

BD
CRD#: 36848
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RIVERNORTH CAPITAL MANAGEMENT, LLC
PINNACLE FUND MANAGEMENT, INC. | RIVERNORTH CAPITAL MANAGEMENT, LLC | RIVERNORTH CAPITAL MANAGEMENT, INC.

CRD#: 122020 / SEC#: 801-61533

RIA
Registered Investment Advisory firm - (10/15/2002 Approved)
Illinois
Registered Investment Advisory firm - (10/15/2002 Terminated)
Indiana
Registered Investment Advisory firm - (10/2/2003 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(6/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/7/2026
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RC
RIVERNORTH CAPITAL MANAGEMENT, LLC
PINNACLE FUND MANAGEMENT, INC. | RIVERNORTH CAPITAL MANAGEMENT, LLC | RIVERNORTH CAPITAL MANAGEMENT, INC.

CRD#: 122020 / SEC#: 801-61533

RIA
Registered Investment Advisory firm - (10/15/2002 Approved)
Illinois
Registered Investment Advisory firm - (10/15/2002 Terminated)
Indiana
Registered Investment Advisory firm - (10/2/2003 Terminated)
Loading...

Contact information

Main Address
360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401
Mailing Address
Phone number
(561) 484-7185
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

RIVERNORTH FORM ADV PART 2B (3/26/2025)
RIVERNORTH FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 6,181,636,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVERNORTH CAPITAL MANAGEMENT, LLC

CRD#: 122020Chicago, IL 60607

TRUST BUT VERIFY

Monitor Jeffrey Feldman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
CHICAGO, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
CHICAGO, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.