Jeffrey R. Feldman

RIVERNORTH CAPITAL MANAGEMENT

Chicago, IL 60607

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CRD#: 4967977

Professional summary

Jeffrey Ryan Feldman, who also goes by Jeffrey Feldman, is a registered financial advisor currently at RIVERNORTH CAPITAL MANAGEMENT, LLC located in Chicago, Illinois and TRUEMARK INVESTMENTS located in Chicago, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 4 firms and has passed the Series 65, Series 57TO, SIE and Series 7 exams.

Aliases

Jeffrey Feldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. River North Capital Management; Investment-Related; 360 S. Rosemary Avenue, Suite 1420 West Palm Beach, FL 33401; Asset Management; Risk Manager; 4/1/2024; 60 HRS/MON; 50 HRS/MON During Trading Hours. 2. Truemark Investments; Investment-Related; 433 W Van Buren Street, 1100-D, Chicago, IL 60607; RIA; Portfolio Management ; 4/1/2024; 60 HRS/MON; 60 HRS/MON During Trading Hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ryan Feldman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2026 - Present

RIVERNORTH CAPITAL MANAGEMENT, LLC

Office #1: 433 W. Van Buren Suite 1100-d, Chicago, IL 60607

RIA

CRD#: 122020

Chicago, IL

Current

July 13, 2026 - Present

TRUEMARK INVESTMENTS

Office #1: 433 W. Van Buren Street 1100-d, Chicago, IL 60607

RIA

CRD#: 306600

CHICAGO, IL

Current

October 30, 2024 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 433 W. Van Buren Street 1100-d, Chicago, IL 60607

CRD#: 16853

Chicago, IL

Past

September 26, 2005 - April 12, 2024

WOLVERINE TRADING, LLC

CRD#: 36848

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERNORTH CAPITAL MANAGEMENT, LLC

PINNACLE FUND MANAGEMENT, INC. | RIVERNORTH CAPITAL MANAGEMENT, LLC | RIVERNORTH CAPITAL MANAGEMENT, INC.

CRD#: 122020 / SEC#: 801-61533

RIA

Registered Investment Advisory firm - (10/15/2002 Approved)

Illinois

Registered Investment Advisory firm - (10/15/2002 Terminated)

Indiana

Registered Investment Advisory firm - (10/2/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2026

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RIVERNORTH CAPITAL MANAGEMENT, LLC

PINNACLE FUND MANAGEMENT, INC. | RIVERNORTH CAPITAL MANAGEMENT, LLC | RIVERNORTH CAPITAL MANAGEMENT, INC.

CRD#: 122020 / SEC#: 801-61533

RIA

Registered Investment Advisory firm - (10/15/2002 Approved)

Illinois

Registered Investment Advisory firm - (10/15/2002 Terminated)

Indiana

Registered Investment Advisory firm - (10/2/2003 Terminated)

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Contact information

Main Address

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401

Mailing Address

Phone number

(561) 484-7185

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

RIVERNORTH FORM ADV PART 2B (3/26/2025)

RIVERNORTH FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 6,181,636,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey R. Feldman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ryan Feldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUEMARK INVESTMENTS

ALPS DISTRIBUTORS, INC.

WOLVERINE TRADING, LLC

Primary Firm SEC Registration

RIVERNORTH CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2026

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/23/2005

FINRA

Current Firm

RIVERNORTH CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERNORTH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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