Bart F. Dichiaro

DISCIPLINE WEALTH SOLUTIONS

TARRYTOWN, NY 10591

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CRD#: 4967879

Professional summary

Bart Francis Dichiaro is a registered financial advisor currently at DISCIPLINE WEALTH SOLUTIONS, INC. located in Tarrytown, New York.

Bart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Bart has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT- INVESTMENT RELATE; TARRYTOWN, NY, INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bart Francis Dichiaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2025 - Present

DISCIPLINE WEALTH SOLUTIONS, INC.

Office #1: 520 White Plains Road #500, Tarrytown, NY 10591

RIA

CRD#: 315846

TARRYTOWN, NY

Past

August 23, 2023 - February 3, 2025

CPR INVESTMENTS INC

RIA

CRD#: 139067

HAWTHORNE, NY

Past

September 9, 2021 - August 24, 2023

PFS INVESTMENTS INC.

RIA

CRD#: 10111

BRIARCLIFF MANOR, NY

Past

July 27, 2020 - August 24, 2023

PFS INVESTMENTS INC.

CRD#: 10111

BRIARCLIFF MANOR, NY

Past

December 6, 2019 - July 10, 2020

STONEX ADVISORS INC.

RIA

CRD#: 174182

BIRMINGHAM, AL

Past

December 6, 2019 - July 10, 2020

STONEX SECURITIES INC.

CRD#: 18456

Ossining, NY

Past

April 19, 2017 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

OSSINING, NY

Past

March 31, 2017 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

December 14, 2015 - September 7, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

RYE BROOK, NY

Past

December 15, 2014 - November 4, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

WHITE PLAINS, NY

Past

June 25, 2014 - November 6, 2014

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

December 10, 2008 - December 23, 2009

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

September 8, 2005 - December 15, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

ELMSFORD, NY

Past

September 8, 2005 - December 15, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ELMSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DISCIPLINE WEALTH SOLUTIONS, INC.

CRD#: 315846 / SEC#: 801-122049

RIA

Registered Investment Advisory firm - (8/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/25/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DISCIPLINE WEALTH SOLUTIONS, INC.

CRD#: 315846 / SEC#: 801-122049

RIA

Registered Investment Advisory firm - (8/10/2021 Approved)

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Contact information

Main Address

15 Halton Green Way, Greenville, SC 29607

Mailing Address

Phone number

(864) 322-6046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCIPLINE WEALTH SOLUTIONS (5/20/2025)

Regulatory assets under management

Total Number of Accounts	2,750
AUM (Assets Under Management)	$ 316,318,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bart F. Dichiaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bart Francis Dichiaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPR INVESTMENTS INC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

STONEX ADVISORS INC.

STONEX SECURITIES INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

J.P. MORGAN SECURITIES LLC

NYLIFE SECURITIES LLC

QUEST CAPITAL STRATEGIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DISCIPLINE WEALTH SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2016

Series 63

Date: 4/24/2014

SIE

Date: 10/1/2018

Series 6

Date: 6/25/2014

Current Firm

DISCIPLINE WEALTH SOLUTIONS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DISCIPLINE WEALTH SOLUTIONS, INC.

TRUST BUT VERIFY

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