Timothy J. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Jon Hall was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2007. Timothy had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2017 - November 13, 2020
WALLER HELMS SECURITIES LLC
May 8, 2013 - March 26, 2015
MACQUARIE CAPITAL (USA) INC.
June 16, 2011 - April 1, 2013
CITIZENS JMP SECURITIES, LLC
December 1, 2009 - June 29, 2011
MACQUARIE CAPITAL (USA) INC.
September 11, 2007 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
WALLER HELMS SECURITIES LLC
CRD#: 282433 / SEC#: , 8-69713
Contact information
Documents
Red Flags
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