Cory P. Reader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory Phillip Reader was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 2005. Cory had worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2024 - October 7, 2024
EXEMPLAR WEALTH ADVISORS, LLC
June 29, 2017 - June 15, 2023
OMNIA CAPITAL MANAGEMENT, INC.
June 1, 2009 - July 3, 2017
MORGAN STANLEY
June 1, 2009 - July 3, 2017
MORGAN STANLEY
June 27, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 6, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/16/2024
General Securities Representative ExaminationCurrent Firm
EXEMPLAR WEALTH ADVISORS, LLC
CRD#: 322419 / SEC#:
Contact information
Red Flags
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