AK
Ajay Khatri
ALTERNITY INVESTMENT ADVISORS
Newport Beach, CA 92663
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CRD#: 4965872
AK
Professional summary
Ajay Khatri is a registered financial advisor currently at ALTERNITY INVESTMENT ADVISORS located in Newport Beach, California.
Ajay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ajay has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ajay Khatri is an independent mortgage broker/ loan officer and real estate salesperson through North Capital Management and will receive commissions. Ajay Khatri spends approximately 15 hours per month on these activities. the name of the other business; - American Heritage Lending whether the business is investment-related; - It is not the address of the other business; - 19800 MacArthur Blvd, 950, Irvine, CA 92612 the nature of the other business; - Mortgage your position; - Acct Executive title, or relationship with the other business; - employee the start date of your relationship; -02/2025 the approximate number of hours/month you devote to the other business;-20 hours per week the number of hours you devote to the other business during securities trading hours; - less than five and briefly describe your duties relating to the other business; - Wholesale Mortgage Rep
CRS (Client Relationship Summary) - RIA
Click below to view Ajay Khatri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2012 - Present
ALTERNITY INVESTMENT ADVISORS
Office #1: 2901 W. Coast Highway Suite 200, Newport Beach, CA 92663RIA
CRD#: 159463
Newport Beach, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/10/2012)
Current Firm
AI
ALTERNITY INVESTMENT ADVISORS
ALTERNITY INVESTMENT ADVISORS | ALTERNITY INVESTMENTS, LLC | ALTERNITY INVESTMENTS | ALTERNITY INVESTMENT ADVISORS, LLC
CRD#: 159463 / SEC#:
California
Registered Investment Advisory firm - (1/30/2012 Approved)Texas
Registered Investment Advisory firm - (8/10/2012 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2901 W. Coast Highway Suite 200, Newport Beach, CA 92663
Mailing Address
Phone number
(657) 215-1713
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 8,852,204 |
Red Flags
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