Richard J. Blume
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Joseph Blume was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2005. Richard had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2008 - July 16, 2024
SCF INVESTMENT ADVISORS, INC.
October 31, 2008 - July 16, 2024
SCF SECURITIES, INC.
May 1, 2008 - October 31, 2008
QUESTAR ASSET MANAGEMENT, INC.
December 1, 2006 - October 31, 2008
QUESTAR CAPITAL CORPORATION
June 27, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
September 2, 2005 - June 27, 2006
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
