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Stanton Barry John Defreitas

CRD# 4965791·Registered 2005 - 2007
Barred: Stanton Barry John Defreitas was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Stanton Barry John Defreitas was a registered financial advisor. Stanton was a previously registered financial professional and started their career in finance 2005 - 2007. Stanton had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

FRANKLIN ROSS, INC.·CRD# 43610
BD
W. New York, NJ
May 24, 2005 - August 16, 2007

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Current Firm

FR
FRANKLIN ROSS, INC.

FRANKLIN ROSS, INC. | THE FRANKLIN TRUST CORPORATION | NETREACH CAPITAL GROUP, INC.

CRD#: 43610 / SEC#: 8-50356
BD
Cancelled by SEC on 04/06/2011

Contact Information

Established

Florida since 06/05/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ROSS, MARK GERALD JRSHAREHOLER/RR/EXEC VICE PRES1287721
HORN, CHARLES LEONARDSHAREHOLDER3139046
HERRIDGE, KEVIN KREIGCEO/COO/DOC/PRESIDENT847373
HERRIDGE, SUMMA, FRANKLIN-ROSS, LLCSHAREHOLDER—

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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