Stanton B. Defreitas

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CRD#: 4965791

Professional summary

Stanton Barry John Defreitas was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Stanton is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Stanton had worked at 1 firm, which includes FRANKLIN ROSS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2005 - August 16, 2007

FRANKLIN ROSS, INC.

CRD#: 43610

W. NEW YORK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

FRANKLIN ROSS, INC.

FRANKLIN ROSS, INC. | THE FRANKLIN TRUST CORPORATION | NETREACH CAPITAL GROUP, INC.

CRD#: 43610 / SEC#: , 8-50356

Cancelled by SEC on 04/06/2011

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 06/05/1997

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ROSS, MARK GERALD JR	SHAREHOLER/RR/EXEC VICE PRES	1287721
HORN, CHARLES LEONARD	SHAREHOLDER	3139046
HERRIDGE, KEVIN KREIG	CEO/COO/DOC/PRESIDENT	847373
HERRIDGE, SUMMA, FRANKLIN-ROSS, LLC	SHAREHOLDER

Disclosures

Regulatory Event

Red Flags

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