DG
Douglas E. Glick
TOTAL CLARITY WEALTH MANAGEMENT,
Chicago, IL 60604
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CRD#: 4965521
DG
Professional summary
Douglas Edward Glick, who also goes by Douglas Glick, is a registered financial advisor currently at TOTAL CLARITY WEALTH MANAGEMENT, INC located in Chicago, Illinois and LPL FINANCIAL LLC located in Chicago, Illinois.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Douglas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Douglas Glick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/01/2018 - FOLKSON, LLC - Farm - Not investment Related - Chicago, IL - Start Date 6/1/2011 - 8 hours per month/ 0 hours during trading 2) 10/01/2018 - PRONGHORN ADVISORS, INC - BUSINESS ENTITY - investment Related - CHICAGO, IL - Start Date 11/24/2014 - 4 hours per month/ 0 hours during trading 3) 10/01/2018 - DOUGLAS GLICK - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Start Date 2006 - 4 hours per month/ 1 hour during trading 4) 10/01/2018 - TOTAL CLARITY WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 3/26/2007 5) 10/3/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/26/2007 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through TOTAL CLARITY WEALTH MANAGEMENT, INC, an independent investment advisor firm. I started this business activity in 8/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Edward Glick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2007 - Present
TOTAL CLARITY WEALTH MANAGEMENT, INC
Office #1: 65 West Jackson Blvd Suite 1001, Chicago, IL 60604RIA
CRD#: 142728
Chicago, IL
Current
October 1, 2018 - Present
LPL FINANCIAL LLC
Office #1: 65 W Jackson Blvd. Ofc #1001, Chicago, IL 60604RIA
BD
CRD#: 6413
Chicago, IL
Past
March 29, 2006 - October 5, 2018
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHICAGO, IL
Past
July 26, 2005 - October 5, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
CRD#: 142728 / SEC#: 801-67755
RIA
Registered Investment Advisory firm - (4/11/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/25/2022)
RR
Colorado(9/27/2025)
RR
Florida(8/30/2019)
IAR
Illinois(4/12/2007)
RR
Illinois(10/1/2018)
RR
Indiana(10/1/2018)
RR
Maryland(10/1/2018)
RR
Massachusetts(10/1/2018)
RR
Michigan(2/11/2022)
RR
Missouri(12/21/2022)
RR
New York(12/4/2018)
RR
North Carolina(10/1/2018)
RR
Ohio(1/17/2023)
RR
Texas(1/14/2023)
RR
Virginia(7/31/2025)
RR
Washington(12/21/2022)
RR
Wisconsin(10/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
CRD#: 142728 / SEC#: 801-67755
RIA
Registered Investment Advisory firm - (4/11/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
525 Tyler Rd Suite T, St. Charles, IL 60174
Mailing Address
Phone number
(630) 762-9352
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 607,883,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TOTAL CLARITY WEALTH MANAGEMENT, INC
CRD#: 142728Chicago, IL 60604TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
