Lauren L. Roberts

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

BOSTON, MA 02210

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CRD#: 4965009

Professional summary

Lauren L Roberts, who also goes by Lauren L Roberts, Lauren Roberts, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Boston, Massachusetts and NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts.

Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Lauren has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren L Roberts | Lauren Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren L Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2022 - Present

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Office #1: 245 Summer Street, Boston, MA 02210

RIA

CRD#: 301896

BOSTON, MA

Current

July 12, 2021 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 13041

Boston, MA

Current

November 1, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 7784

Boston, MA

Past

June 29, 2009 - May 3, 2021

ENVESTNET PMC

RIA

CRD#: 111694

CHICAGO, IL

Past

April 11, 2008 - February 17, 2020

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Past

May 29, 2007 - December 21, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHICAGO, IL

Past

October 28, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

CHICAGO, IL

Past

July 6, 2005 - September 28, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

June 14, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/12/2021)

IAR

Illinois
(4/26/2022)

Massachusetts
(7/12/2021)

Texas
(6/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/21/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/13/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

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Contact information

Main Address

245 Summer Street, Boston, MA 02210

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

194

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY INSTITUTIONAL CUSTOM SMAS (6/23/2025)

FIDELITY MANAGED ACCOUNT XCHANGE ESSENTIALS (3/31/2025)

FIDELITY MANAGED ACCOUNT XCHANGE (3/31/2025)

FIDELITY MODEL PORTFOLIO SOLUTIONS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 6,468,261,663

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/22/2024	Cover Page	Report
10/23/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lauren L. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren L Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

ENVESTNET PMC

PORTFOLIO BROKERAGE SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2009

Series 63

Date: 6/23/2005

Series 7TO

Date: 1/21/2022

SIE

Date: 10/1/2018

Series 6

Date: 6/13/2005

Cboe C2 Exchange, Inc.

Cboe Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

TRUST BUT VERIFY

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