Lindsey P. Wade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Porter Wade, who also goes by Lindsey C Porter, Lindsey Catherine Porter, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2005. Lindsey had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2010 - June 1, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 2, 2010 - August 13, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 24, 2010 - August 13, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 4, 2008 - September 14, 2009
UBS FINANCIAL SERVICES INC.
December 4, 2008 - September 14, 2009
UBS FINANCIAL SERVICES INC.
September 19, 2008 - December 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 6, 2008 - December 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 2005 - August 24, 2007
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SENIOR VICE PRESIDENT, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SENIOR VICE PRESIDENT, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | EXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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