Alfred R. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Rhem Wood JR, who also goes by Rhem Wood, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 2005. Alfred had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2016 - December 18, 2017
SEAPORT GLOBAL SECURITIES LLC
November 20, 2012 - October 13, 2016
BB&T SECURITIES, LLC
August 25, 2009 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 16, 2007 - August 7, 2009
STEPHENS
November 8, 2005 - July 3, 2007
SCOTT & STRINGFELLOW, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
